This guide published by the U.S. Department of Labor
provides an overview of the basic fiduciary responsibilities
that a plan sponsor has.
The Department of Labor has obtained an indictment against
a Virginia 401(k) plan sponsor for filing fraudulent Form 5500
reports.
A thorough article outlining the process of creating a due
diligence study to analyze the company retirement plan.
ERISA Litigation?
Fees are becoming a major center of attention in retirement
plans and it may become the next focus of litigation against
plan sponsors.
Financial Group, Inc.
Member NASD/SIPC
American Harbour, LLC is not an affiliate of
NEXT Financial Group, Inc.
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