requirements concerning the dissemination of information
regarding investment products and services, we are
currently required to limit access of the following pages to
individuals residing in states where we are currently
registered.
A broker/dealer, investment advisor, BD agent or IA rep
may only transact business in a particular state after
licensure or satisfying qualifications requirements of that
state, or only if they are excluded or exempted from the
states broker/dealer, investment adviser, or BD agent or IA
rep requirements, as the case may be; and follow-up,
individualized responses to consumers in a particular
state by broker/dealer, investment adviser, BD agent or IA
rep that involve either the effecting or attempting to effect
transactions in securities or the rendering of personalized
investment advice for compensation, as the case may be,
shall not be made without first complying with the states
broker/dealer, investment adviser, BD agent or IA rep
requirements, or pursuant to an applicable state
exemption or exclusion.
would like to find out more information
regarding Retirement Plan Services.
Group, Inc.
Member NASD/SIPC
American Harbour, LLC is not an affiliate of NEXT
Financial Group, Inc.
To view NEXT Financial Group’s privacy policy and
other important information, visit the “Clients”
section of www.nextfinancial.com.
